Corporate Counsel (Securities Law)

Responsibilities:

• Securities Law Compliance（60%):

• Assisting in the preparation and filing of periodic reports (e.g., Forms 10-K, 10-Q, and 8-K) with the Securities and Exchange Commission (SEC)

• Monitoring and ensuring compliance with securities laws, regulations, and stock exchange rules

• Advising on matters related to insider trading, disclosure requirements, and corporate governance best practices

• Corporate Governance(30%):

• Supporting the board of directors and board committees on corporate governance matters

• Drafting and reviewing corporate governance documents, including board resolutions, committee charters, and policies

• Assisting in the planning and execution of annual meetings of shareholders and board meetings

• Others(10%):

• Mergers & Acquisitions (M&A):

• Assisting in due diligence efforts for potential mergers, acquisitions, and strategic transactions

• Drafting and negotiating transaction documents, including merger agreements, asset purchase agreements, and related agreements

• Collaborating with external counsel and internal stakeholders throughout the M&A process

• Commercial Contracts:

• Reviewing, drafting, and negotiating a variety of commercial agreements, including vendor contracts, customer agreements, and licensing agreements

• Advising business units on contractual matters and risk mitigation strategies

• Compliance and Regulatory Matters:

• Monitoring changes in laws and regulations affecting the company's operations and ensuring compliance with applicable legal requirements

• Developing and implementing compliance policies and procedures

• Conducting internal investigations and responding to regulatory inquiries, as needed

• Litigation Management:

• Collaborating with external counsel in managing litigation matters, including disputes, regulatory investigations, and enforcement actions

• Assisting in the development of litigation strategies and risk management initiatives

• Manage legal administrative tasks as assigned

Qualification:

• Minimum of 3 years of experience practicing securities law required

• Fluency in English and Mandarin Chinese required

• Admission to the NC/NY/CA bar association preferred
  Juris Doctor (J.D.) degree from an accredited law school

• Excellent legal drafting and writing skills

• Ability to negotiate effectively and resolve complex legal issues

• Strong attention to detail and organizational skills